Job Description
The organization seeks an Assistant General Counsel to join its Regulatory legal team, focusing on retail broker-dealer regulation within the financial technology sector. This role involves navigating complex regulatory frameworks, engaging with regulators, and drafting necessary legal documents to support innovative financial products. Candidates should possess a J.D. and 5-7 years of relevant legal experience, particularly in broker-dealer regulations and compliance. Strong project management and communication skills are essential, along with the ability to adapt to rapidly changing priorities. The position is based in New York, Washington D.C., or Menlo Park, with in-person attendance required at least three days a week.
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